the ramble dump

Saturday, March 17, 2007

How Allegorical

When I studied Orwell's Animal Farm in school at the age of about eleven or twelve, it was never a book I was particularly fond of, perhaps just because I found the subject matter so bleak. But it still held its status as a book of value and an important piece of satirical literature.

However, while being an obvious allegory may have been the whole point of it, when I found out that all the events and characters were supposed to represent different aspects of the Soviet Union and its history, with the pigs based on certain individuals and the horses representing the classes and the building of the windmill an analogy of the Soviet's Five-Year Plans and so on and so forth - I remember feeling a bit disappointed that it was so blatant. Sure, it's supposed to be like that; it's supposed to be a frank and direct criticism of the Soviet Union. But nevertheless, I felt there was something ungenuine about it, which took the shine off the book's prestige for me. Not that all this was consciously articulated in my twelve-year-old mind - back then it was just the slight feeling that I was being lectured and that I didn't much like it.

Many people have suggested that Tolkien's The Lord of the Rings was an allegory for the World Wars. Tolkien responded to this in a foreword to the second edition:

It is neither allegorical nor topical...I cordially dislike allegory in all its manifestations, and always have done since I grew old and wary enough to detect its presence. I much prefer history, true or feigned, with its varied applicability to the thought and experience of readers. I think that many confuse 'applicability' with 'allegory'; but the one resides in the freedom of the reader, and the other in the purposed domination of the author.


Another real danger of allegories as well as this is that characters are too often reduced to abstractions. They're there to have some kind of meaning but can end up, as characters, a bit meaningless. A notorious example of this would be one from the world of recent cinema: the Matrix trilogy. The trilogy as a whole illustrates some fine and worthy philosophical issues (albeit not especially original ones), with regards to metaphysics at least. However, one of the criticisms of the sequels in particular was that they were convoluted, bloated on all the philosophy the Wachowski brothers were trying to cram into it.

A good deal of this was religious allegory. The allusions to Neo as Christ had been strong since the first film. The same was true of the allusions to Nietzsche's ubermensch. But the first film at least worked as a story independent of allegory going by the logic of the world presented. In the sequels, however, when they continued down this path, the story began to break down. After Neo lifts up his hand and fries the Sentinel at the end of Reloaded, we're never really given an explanation for it in the third film. Exchanges between characters which should have provided us with some explanation of what was happening were vague because they couldn't be any other way. Neo's powers have supposedly transcended the Matrix. He's supposedly connected to the Source. But really, how does that work when he's in the Real World? You can believe it at a stretch going by the logic of the world as it's been presented to you so far, but it's a long stretch and a sloppy explanation. Eventually it seems to break down to, 'Because it's an allegory of...' And all these characters who were vaguely interesting in the first film have been reduced to passive, dimensionless parts of it.

Of course, if I've missed something in my attempts to understand the trilogy, I'd be happy to hear it. But despite all these allusions and allegories that were piled on top of me, it ends up feeling a bit empty.

[Edit: amendment.]

Labels: , , , , , , , ,





Comments:

i agree about animal farm.

tolkien's use of gollum as a sort of weird scapegoat in lotr bugged me in a similar way.

but i don't remember the matrix that well and thusly have no comment on its plot.
 

In what sense was Gollum a scapegoat?
 

well, he was kept alive and kept alive and kept alive, even though everyone hated him and sam really could've killed the guy...

but no, he had to be kept alive, to bite off frodo's finger and save the little hobbit from becoming the next evil sauron-person, right?

it seemed like tolkien was using the poor creature to tie up a nice tidy ending.

not many people share this opinion of mine, but there it is.
 

Well yeah, if you assume that he was only ever kept alive for that reason.

Remember Gandalf's speech about pity? Gollum is a pitiable creature because of what the Ring has done to him. Frodo would have preferred to have Gollum dead early on until the Ring started to have its effect on him and then he began to understand Gollum. Sam would probably have liked to kill him, but they needed him and Frodo wouldn't have allowed it anyway.

Gollum served a few functions in the story, as far as I see it: as a guide to Mordor, and as a parallel to what Frodo was going through but at a much advanced stage (i.e. what the Ring could do to Frodo - it would destroy him, not make him the next evil Sauron-person. Which is...kind of one of the biggest points Tolkien was trying to make, yo. :P). So that at least explains why he was kept around for as long as he was. I don't think he was kept around just to be a convenient plot device at the end.

Then there's the Mount Doom scene itself. Whatever reasons he was kept around for as long as he was, I'll agree that Gollum did turn out to be a neat way of resolving the story in the end. But then, what would the alternative have been? The whole point of the character of Gollum, or so it seemed to me, was that he was a pitiful creature there to show the destructive power of the Ring. Supposing Frodo had overcome the Ring and tossed it in himself, or Sam had shoved him in, or any other scenario where Gollum was not involved. What then? Would he have just skulked around in Middle-Earth until he finally dropped dead, or would he have gone back to the Shire, a reformed character, for a tea party with the other hobbits?

Gollum is a tragic character. While he showed some signs of returning to his old, pre-Ring self, I think it was more effective to give him a tragic sort of ending; it was more in keeping with his character and with everything we've been told about the effects of the Ring. Having him live happily ever after kind of diminishes the whole idea that the Ring is destructive and that it has had any deep effect on him. Having him wonder around thereafter would be more believable, but there's no resolve to his story in that.

But to have him be the one to fall into Mount Doom with the Ring gave his story a more satisfying and definitive ending. And there's the sense that Gollum is so bound to the Ring that he has perish with it, along with all his pitifulness and his misery. And if this helps tie things up quite neatly, then why not?

I don't see it as the plot resolving at the expense of Gollum just because it's a tidy way to finish it. It works as that, but for good reason: I see it as a logical conclusion following on from what we've been told and shown up until that point.

The Ring has reduced Gollum to almost nothing. After five hundred years of that, for such a tragic character, to end his story with that release was, I think, fitting.


...And the fact that this was far longer than I intended is totally your fault.
 
Post a Comment



<< Home